大连海事大学法学院,辽宁大连 116026
王淑敏:大连海事大学法学院教授,博士生导师,研究方向:国际经济法;
任帅:大连海事大学法学院博士研究生,研究方向:国际经济法
D996.4/F744
本文受2023年度教育部哲学社会科学研究重大课题攻关项目“加快推进自由贸易港建设研究”(项目编号:23JZD027)的资助
School of Law, Dalian Maritime University, Dalian 116026 , Liaoning, China
WTO《促进发展的投资便利化协定》突破了传统的贸易规则框架,在透明度、精简行政程序等方面,实现了历史性的制度创新。该协定启动生效实施工作后,一旦产生投资便利化争端,如何诉诸争端解决机制成为一项重要议题。基于WTO相关协定“利益丧失或减损”条款,争端可诉性路径主要被区分为违反之诉与非违反之诉。通过对比发现,两者主要的区别在于WTO成员采取的措施是否违反协定。由于印度反对该协定生效,提起违反之诉面临较大的阻力,而非违反之诉可回避有关安全措施合法性及其争论。因此,非违反之诉对抗性较低,裁决也更迅速,更适合于投资便利化争端解决机制。尽管如此,两种路径并非互相对立,而是补阙拾遗的关系。
The Investment Facilitation for Development (IFD) Agreement transcends the traditional framework of trade rules, achieving historic institutional innovations in areas such as transparency and streamlined administrative procedures. As the IFD Agreement moves toward entry into force and implementation, the question of how to invoke the dispute settlement mechanism in investment facilitation disputes has become a critical issue. Based on the “Nullification or Impairment” clause in relevant WTO agreements, the paths to the justiciability of disputes are primarily categorized into “Violation Complaints” and “Non-Violation Complaints”. A comparison reveals that the main distinction between the two lies in whether the measures taken by a member violate the agreement. Given India’s opposition to the agreement’s entry into force, initiating a violation complaint faces significant resistance, whereas a non-violation complaint can circumvent disputes regarding the legality of the security measures in question. Consequently, non-violation complaints are less adversarial and lead to faster rulings, making them more available for investment facilitation dispute settlement mechanisms. Nevertheless, the two pathways are not mutually exclusive but rather complementary, each filling gaps in the other.
王淑敏,任帅.投资便利化争端在WTO的可诉性路径选择[J].上海对外经贸大学学报,2026,33(4):5-19.
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